SFC Investigation

We offer comprehensive assistance to both individual and institutional clients in dealing with all kinds of regulatory and disciplinary issues in the commercial field. We advise clients, in particular director of listed companies, on regulatory inquiries and investigations, including investigation work carried out by both Hong Kong and overseas regulators, for example, the Securities and Futures Commission (SFC), the Hong Kong Monetary Authority (HKMA) and other regulatory bodies. We also provide legal assistance and solutions in relation to investigations and disputes arising from insider trading, commercial fraud, asset misappropriation, price rigging and business or white-collar crime.

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