Capital Markets (ECM & DCM)

We represent sponsors, underwriters, and listed companies in placing, rights issue, block trade, and other capital and debt financing activities. We are assisting Charoen Pokphand Financial Investment Limited in its subscription of convertible bonds of Lamtex Holdings Ltd. (Stock code: 1041) in principal amount of HK$243 million. We also assist clients in the listing of securities and derivative products of companies on the Main Board and the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited (“IPO”). We handle pre-IPO matters such as preliminary financing and restructuring, as well as liaising with the HKEX regarding the suitability for listing on behalf of the clients. Furthermore, we specialise in advising sponsors on Listing Rules and compliance matters, and to liaise with regulatory bodies on their behalf.

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